JN
JN
James Neslage is a registered investment advisor, based in Wichita, KS, with 29 years of industry experience.
Location
13111 E 21st St. N., Wichita, KS, 67230
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2009Closed-No Action
Other Business ActivitiesSells Insurance
James is an advisory representative of a registered investment advisor (RIA) since 2021, spending full-time hours in this role. He is also an independent insurance agent for various independent insurance agencies, dedicating minimal time to this activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
October 2021 - Present · 4 yrs 7 mos
Cambridge Investment Research, INC.Broker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
April 2017 - November 2021 · 4 yrs 7 mos
Raymond James Financial Services, INC.Broker
April 2017 - November 2021 · 4 yrs 7 mos
Wells Fargo Advisors Financial Network, LLC
March 2015 - April 2017 · 2 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
March 2015 - April 2017 · 2 yrs 1 mo
Wells Fargo Advisors, LLC
December 2011 - March 2015 · 3 yrs 3 mos
Wells Fargo Advisors, LLCBroker
December 2011 - March 2015 · 3 yrs 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2011 · 2 yrs 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2011 · 2 yrs 6 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2002 - April 2007 · 4 yrs 7 mos
Morgan Stanley Dw INC.Broker
September 2002 - April 2007 · 4 yrs 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 1996 - September 2002 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1996 - September 2002 · 6 yrs 3 mos
State Registrations3 states
KSMOTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.