Kenneth Polley
Kenneth Polley is a registered investment advisor at Polley Wealth Management LLC, based in Orlando, FL, with 28 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 50 clients with $21M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.65% |
Fee Estimator
Location
250 North Orange Ave, Suite 1116, Orlando, FL, 32801
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2013Judgment / Lien
June 2006Other Business ActivitiesSells Insurance
Kenneth co-owns rental property in Apopka, FL, dedicating minimal time to it, and is President of Polley Properties LLC, investing in real estate, spending about 10-20% of his time on it. Kenneth is also a licensed insurance agent selling various insurance products, spending about a quarter of his time on this activity.
Employment History
Current Registrations
Polley Wealth Management LLC
Previous Registrations
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.Broker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Global Asset Management Group
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Hornor, Townsend & Kent, INC.Broker
TD Waterhouse Investor Services, INC.
TD Waterhouse Investor Services, INC.Broker
Charles Schwab & CO., INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.