TrueAdvisor
TrueAdvisor
BC
BC

Brook Conley

Voya Investment Management CO. LLC
29 Years of Experience
Pembroke, MA
Broker
View SEC Summary
View SEC Summary

Brook Conley is a registered investment advisor at Voya Investment Management CO. LLC, based in Pembroke, MA, with 29 years of industry experience. Brook is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Investment Management, Real Estate Investing. Their firm serves 566 clients with $270B in assets under management.

Voya Investment Management CO. LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
54 advisors
Number of Clients
566 clients
Average Client Portfolio
$485.8M average
Assets Under Management
$274.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Standard fees range from 0.10% to 1.00% depending on the asset class and strategy (Equity: 0.15% to 0.90%; Fixed Income: 0.10% to 1.00%; Multi-asset: 0.15% to 1.00%; Wrap programs: 0.125% to 1.00%). Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Pembroke, MA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Brook is a co-managing partner at Naukabout, LLC, a lifestyle brand with clothing, music, and beer. He dedicates minimal time to this activity and receives no compensation.

Employment History
Current Registrations
Voya Investments Distributor, LLCBroker
March 2025 - Present · 1 yr 7 mos
Voya Investment Management CO. LLC
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Columbia Management Investment Distributors, INC.Broker
May 2010 - March 2025 · 14 yrs 10 mos
Columbia Management Investment Advisers, LLC
May 2010 - March 2025 · 14 yrs 10 mos
Columbia Management Advisors, LLC
June 2005 - May 2010 · 4 yrs 11 mos
Columbia Management Distributors, INC.Broker
October 1996 - May 2010 · 13 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Pembroke, MA →All financial advisors in Massachusetts →