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Gulam Fazel

Tucker Asset Management LLC
17 Years of Experience
Allentown, PA
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Gulam Fazel is a registered investment advisor at Tucker Asset Management LLC, based in Allentown, PA, with 17 years of industry experience. Gulam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,960 clients with $600M in assets under management.

Tucker Asset Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
60 advisors
Number of Clients
2,960 clients
Average Client Portfolio
$204K average
Assets Under Management
$603.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fee is a percentage of assets under management not to exceed 2.00%. Fees are negotiable on a client-by-client basis. Accounts over $10,000 also pay an administrative and technology fee of up to $100 annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1544 Hamilton Street, Suite 204, Allentown, PA, 18102

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2015
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gulam is a managing member of USA Tax & Income Planning, a tax preparation service, and Gulam Fazel Wealth Management Group, LLC, a DBA for Retirement Wealth Advisors. He also manages real estate investments through Global Properties Group and Property Access Sales Solutions, LP, and owns two insurance agencies: Ideal Global Brokerage, LLC and Asset & Income Protection, LLC.

Employment History
Current Registrations
Tucker Asset Management LLC
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Retirement Wealth Advisors, INC.
January 2016 - September 2019 · 3 yrs 8 mos
LPL Financial LLC
December 2012 - December 2015 · 3 yrs
Cetera Investment Advisers LLC
March 2011 - December 2012 · 1 yr 9 mos
Woodstock Financial Group, INC.
January 2009 - February 2011 · 2 yrs 1 mo
State Registrations2 states
FLPA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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