Thomas Cox
Thomas Cox is a registered investment advisor at Canaccord Genuity Wealth Management, based in Vancouver, with 29 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 69 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGWM USA's advisory fees are calculated as a percentage of the value of your portfolio. The specific fee is negotiated between you and your investment advisor and can vary based on factors such as the advisor, the value of your portfolio, the complexity of services, the securities used, the investment strategy, and the level of administration requested. The advisory fee is shared between your advisor and CGWM USA. The fee is generally billed monthly.
Location
1133 Melville Street, Suite 1100, Vancouver, V6E 4E5
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2017Regulatory
December 1996Customer Dispute
July 1990Other Business Activities
Thomas works as a registered representative at Canaccord Genuity Corp, a Canadian broker-dealer, dedicating full-time hours to this role. He also owns Ashera Holding LLC and is seeking a patent on a piece of technology, spending minimal time on this endeavor.
Employment History
Current Registrations
Canaccord Genuity Wealth Management
Canaccord Genuity Wealth Management (USA) INC.Broker
Previous Registrations
Blackmont Capital CORP.Broker
Yorkton Capital INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.