Neil Gregory is a CFA-designated registered investment advisor at Canaccord Genuity Wealth Management, based in Vancouver, with 6 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 69 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGWM USA's advisory fees are calculated as a percentage of the value of your portfolio. The specific fee is negotiated between you and your investment advisor and can vary based on factors such as the advisor, the value of your portfolio, the complexity of services, the securities used, the investment strategy, and the level of administration requested. The advisory fee is shared between your advisor and CGWM USA. The fee is generally billed monthly.
Location
1133 Melville Street, Suite 1100, Vancouver, V6E 4E5
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Neil is a volunteer and board member for the Missing Children Society of Canada, dedicating minimal time to fundraising activities. He is also a registered representative and portfolio manager at Canaccord Genuity Corp, working full-time, and a volunteer board director for Woods Homes Society, spending a few hours per week.
Employment History
Current Registrations
Canaccord Genuity Wealth Management
Previous Registrations
Richardson Wealth (USA) Limited
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.