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Erik Kokeny

Kovack Advisors, INC.
30 Years of Experience
Troy, MI
1 DisclosureBrokerSells Insurance
View SEC Summary
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Erik Kokeny is a registered investment advisor at Kovack Advisors, INC., based in Troy, MI, with 30 years of industry experience. Erik is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.

Kovack Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
257 advisors
Number of Clients
13,293 clients
Average Client Portfolio
$472K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.90%

Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1700 W. Big Beaver, Suite 110, Troy, MI, 48084

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2007
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Erik is a registered representative selling securities through Clearpath Capital Management LLC, dedicating most of his time to this activity. He also sells fixed insurance products, property and casualty insurance, and acts as trustee of his mother's revocable living trust, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Kovack Advisors, INC.
January 2009 - Present · 17 yrs 9 mos
Kovack Securities INC.Broker
April 2007 - Present · 19 yrs 6 mos
Previous Registrations
Securities America, INC.Broker
November 2006 - March 2007 · 4 mos
Securities America, INC.Broker
January 2000 - November 2006 · 6 yrs 10 mos
Signator Investors, INC.Broker
August 1996 - February 2000 · 3 yrs 6 mos
John Hancock Mutual Life Insurance CompanyBroker
August 1996 - May 1997 · 9 mos
State Registrations17 states
AZCACOFLGAILINLAMDMINCOHPASCTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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