Anthony David Agbay

Kovack Advisors, INC.

32 Years of Experience

10 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth

Kovack Advisors, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

268 advisors

Number of Clients

14,305 clients

Average Client Portfolio

$387K average

Assets Under Management

$5.5B

Fee Structure

Location

1441 W. Long Lake Rd., Suite 175, Troy, MI, 48098

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History

Regulatory History (10)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

May 2025

Denied

Judgment / Lien

October 2019

Judgment / Lien

January 2016

Customer Dispute

March 2010

Settled

Customer Dispute

February 2009

Settled

Customer Dispute

March 2007

Denied

Customer Dispute

December 2006

Denied

Customer Dispute

December 2006

Denied

Customer Dispute

May 2005

Settled

Customer Dispute

August 2001

Award / Judgment

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Anthony is a managing member of The Agbay Group LLC, an advisory/consulting firm, spending about 10% of his time on operations. He also works as a licensed insurance agent, advising clients on fixed insurance products including life insurance and fixed index annuities, which takes another 10% of his time.