Suzanne Holt
Suzanne Holt is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Rockford, IL, with 28 years of industry experience. Suzanne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4615 E State St, Suite 200, Rockford, IL, 61108
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Suzanne sells fixed insurance products, including life, disability, annuities, and long-term care, dedicating a few hours per week. She is also involved with The Front Line Foundation, Norwex, Rohlik Financial Group LLC, and Birch Bark Kennels LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Regal Investment Advisors LLC
Regulus Financial Group, LLCBroker
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Sunamerica Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Pruco Securities CorporationBroker
State Registrations12 states
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