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CFP

Suzanne Holt

Cetera Investment Advisers LLC
29 Years of Experience
Minneapolis, MN
BrokerSells Insurance
View SEC Summary
View SEC Summary

Suzanne Holt is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Minneapolis, MN, with 29 years of industry experience. Suzanne is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

6424 W Lake Street, Minneapolis, MN, 55426

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Suzanne sells fixed insurance products, including life, disability, annuities, and long-term care, dedicating a few hours per week. She is also involved with The Front Line Foundation, Norwex, Rohlik Financial Group LLC, and Birch Bark Kennels LLC.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLC
March 2023 - Present · 3 yrs 7 mos
Cetera Wealth Services, LLCBroker
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2023 - June 2023 · 3 mos
Regulus Financial Group, LLCBroker
March 2021 - March 2023 · 2 yrs
Regal Investment Advisors LLC
March 2021 - March 2023 · 2 yrs
Ameriprise Financial Services, LLC.
May 2018 - February 2021 · 2 yrs 9 mos
Ameriprise Financial Services, LLCBroker
May 2018 - February 2021 · 2 yrs 9 mos
Ameriprise Financial Services, INC.
November 2013 - January 2018 · 4 yrs 2 mos
Ameriprise Financial Services, INC.Broker
March 2004 - January 2018 · 13 yrs 10 mos
Ids Life Insurance CompanyBroker
March 2004 - July 2006 · 2 yrs 4 mos
Sunamerica Securities, INC.Broker
September 2000 - February 2004 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1997 - August 2000 · 3 yrs 2 mos
Pruco Securities CorporationBroker
July 1996 - February 1997 · 7 mos
State Registrations12 states
CACOFLGAIDILMNMONYSCWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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