Peter Vlagos is a registered investment advisor at Guggenheim Investments, based in New York, NY, with 29 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 113 clients with $7.4B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
39 advisors
IM Fee
Planning only
Assets Under Management
$7.4B
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Location
330 Madison Avenue, 10th Floor, New York, NY, 10017
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guggenheim Investments
March 2014 - Present · 12 yrs 4 mos
Guggenheim Funds Distributors, LLCBroker
October 2005 - Present · 20 yrs 9 mos
Previous Registrations
Claymore Advisors, LLC
October 2005 - November 2008 · 3 yrs 1 mo
Zacks Investment Management, INC.
March 2005 - October 2005 · 7 mos
Charles Schwab & CO., INC.
August 2002 - August 2004 · 2 yrs
Charles Schwab & CO., INC.Broker
August 2002 - August 2004 · 2 yrs
H&r Block Financial Advisors, INC.Broker
June 1996 - July 2002 · 6 yrs 1 mo
State Registrations16 states
CTFLGAILMAMEMINCNHNYOHPAPRRISCVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.