Andrew Leventhal is a registered investment advisor, based in New York, NY, with 27 years of industry experience.
Location
540 Madison Ave, 9th Floor, New York, NY, 10022
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
December 2021Judgment / Lien
May 2018Employment History
Current Registrations
Snowden Account Services LLCBroker
December 2019 - Present · 6 yrs 4 mos
Snowden Capital Advisors LLC
December 2019 - Present · 6 yrs 4 mos
Previous Registrations
Morgan Stanley
April 2014 - November 2019 · 5 yrs 7 mos
Morgan StanleyBroker
April 2014 - November 2019 · 5 yrs 7 mos
Barclays Capital INC.
October 2011 - May 2014 · 2 yrs 7 mos
Barclays Capital INC.Broker
October 2011 - May 2014 · 2 yrs 7 mos
Credit Suisse Securities (USA) LLCBroker
January 2003 - November 2011 · 8 yrs 10 mos
Credit Suisse Securities (USA) LLC
January 2003 - November 2011 · 8 yrs 10 mos
Donaldson Lufkin & Jenrette Securities Corporation
June 2002 - January 2003 · 7 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
October 2001 - January 2003 · 1 yr 3 mos
Bear, Stearns & CO. INC.Broker
May 1996 - January 1999 · 2 yrs 8 mos
State Registrations6 states
CACTFLILNJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.