Mark Madden is a registered investment advisor at Morgan Stanley, based in Portland, ME, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
100 Middle Street, 3rd Floor, Portland, ME, 04101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
November 2022 - Present · 3 yrs 8 mos
Morgan StanleyBroker
November 2022 - Present · 3 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
December 2003 - December 2022 · 19 yrs
UBS Financial Services INC.Broker
December 2003 - December 2022 · 19 yrs
Citigroup Global Markets INC.
July 2002 - August 2003 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
July 2002 - August 2003 · 1 yr 1 mo
Robertson Stephens, INC.
October 1999 - August 2002 · 2 yrs 10 mos
Robertson Stephens, INC.Broker
September 1998 - August 2002 · 3 yrs 11 mos
Bancamerica Robertson StephensBroker
October 1997 - September 1998 · 11 mos
Robertson, Stephens & Company LLCBroker
August 1997 - October 1997 · 2 mos
Hambrecht & Quist LLCBroker
December 1996 - July 1997 · 7 mos
State Registrations12 states
CACTDEFLMAMDMENHNYPARIVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.