CH
CFP
CH
CFP
Curtis Hein is a CFP-designated registered investment advisor, based in Oak Park, IL, with 29 years of industry experience.
Location
Oak Park, IL
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Regulatory History (1)
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Customer Dispute
October 2005Settled
Other Business ActivitiesSells Insurance
Curtis is an independent insurance agent for various companies since 2009, spending a few hours per week on this activity. He is also the sole/managing member of Hein Financial Group, LLC, and acts as a successor trustee for two living trusts, dedicating minimal time to these roles. Curtis also works nearly full-time as an advisory representative of a registered investment advisor.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
December 2009 - Present · 16 yrs 5 mos
Cambridge Investment Research, INC.
December 2009 - Present · 16 yrs 5 mos
Cambridge Investment Research Advisors, INC.
December 2009 - Present · 16 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.
May 2007 - December 2009 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
May 2007 - December 2009 · 2 yrs 7 mos
Citicorp Investment Services
March 2004 - May 2007 · 3 yrs 2 mos
Citicorp Investment ServicesBroker
June 2002 - May 2007 · 4 yrs 11 mos
National Securities CorporationBroker
April 2001 - June 2002 · 1 yr 2 mos
Madison Securities, INC.Broker
June 1996 - May 2001 · 4 yrs 11 mos
State Registrations19 states
AZCACOFLIAILINKSMAMIMONCNVOHPASCTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.