Dennis Mesward
Dennis Mesward is a CFP-designated registered investment advisor, based in Colorado Springs, CO, with 30 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Colorado Springs, CO
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Regulatory History (1)
Customer Dispute
January 2010Other Business ActivitiesSells Insurance
Dennis offers fixed insurance products, including fixed annuities, equity-indexed annuities, and term and permanent life insurance, dedicating about 10-20% of his time to this activity. He also volunteers as an assistant soccer coach and sells items online, dedicating about a quarter of his time to coaching and minimal time to online sales.
Employment History
Current Registrations
Cabot Lodge Securities LLCBroker
Cl Wealth Management LLC
Previous Registrations
Allied Beacon Partners, INC.Broker
Girard Securities, INC.
Girard Securities, INC.Broker
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Walnut Street Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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