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Ethan Staats

23 Years of Experience
Atlanta, GA
Broker

Ethan Staats is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

5565 Glenridge Connector, Suite 1900, Atlanta, GA, 30342

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ethan is a sole proprietor/owner providing pilot services since 2022. This recreational activity takes a few hours per week outside of business hours.

Employment History
Current Registrations
Morgan Stanley
December 2012 - Present · 13 yrs 5 mos
Morgan StanleyBroker
December 2012 - Present · 13 yrs 5 mos
Previous Registrations
Bb&t Investment Services, INC.
October 2011 - December 2012 · 1 yr 2 mos
Bb&t Investment Services, INC.Broker
August 2011 - December 2012 · 1 yr 4 mos
Northwestern Mutual Investment Services, LLCBroker
September 2005 - August 2011 · 5 yrs 11 mos
First Union Brokerage Services, INC.Broker
June 1996 - October 1999 · 3 yrs 4 mos
State Registrations42 states
ALARAZCACOCTDCDEFLGAHIILINKSKYLAMAMDMIMOMSMTNCNENJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ethan Staats - Financial Advisor | TrueAdvisor