John Keane is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Ave, (Home Office), Purchase, NY, 10577
Get directionsHistory
Regulatory History (3)
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Customer Dispute
April 2011Denied
Customer Dispute
February 2011Settled
Customer Dispute
July 2001Denied
Employment History
Current Registrations
Morgan Stanley
March 2018 - Present · 8 yrs 2 mos
Morgan StanleyBroker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
July 2006 - February 2018 · 11 yrs 7 mos
UBS Financial Services INC.Broker
January 2001 - February 2018 · 17 yrs 1 mo
Dean Witter Reynolds INC.Broker
June 1996 - January 2001 · 4 yrs 7 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.