Shelly Maas
Shelly Maas is a registered investment advisor at Sunrise Financial Services LLC, based in Burien, WA, with 28 years of industry experience. Shelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Retirement Planning, and 1 more. Their firm serves 271 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sunrise Financial Services offers investment management with fees based on the amount of your portfolio. There are two fee schedules depending on the platform used:
AE Wealth Management, LLC:
- First $1,000,000: 1.20% per year
- Amounts over $1,000,000: 1.0% per year
For stocks or other holdings managed outside of Sunrise models, the annual fee is 0.50%.
American Funds Service Company:
- Up to $499,999: 1.00% per year
- $500,000 to $1,999,999: 0.85% per year
- $2,000,000 to $4,999,999: 0.50% per year
- $5,000,000 and Over: 0.35% per year
Fees may be negotiable. Accounts within the same household may be combined for a reduced fee.
Location
431 SW Ambaum Blvd, Burien, WA, 98166
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2001Other Business Activities
Shelly works as a registered sales assistant producer at Sunrise Financial Services and as a registered representative/investment advisor representative at Madison Avenue Securities, LLC, dedicating nearly full-time hours to these roles. Additionally, Shelly works as a portfolio manager/investment advisor at Sunrise Financial Services, spending about a quarter of their time on portfolio management, investment recommendations, portfolio review, and risk management.
Employment History
Current Registrations
Sunrise Financial Services LLC
Madison Avenue Securities, LLCBroker
Previous Registrations
Madison Avenue Securities, LLC
Gwfs Equities, INC.Broker
Empower Advisory Group, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Alps Distributors, INC.Broker
Forward Management, LLC
Foreside Fund Services, LLCBroker
Accessor Capital Management LP
Alps Distributors, INC.Broker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Edward JonesBroker
Mcdonald Investments INC.Broker
Key Investments INC.Broker
Seafirst Investment Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.