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Javier Vargas

Ipg Investment Advisors, LLC
23 Years of Experience
Houston, TX
1 DisclosureBroker
View SEC Summary
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Javier Vargas is a registered investment advisor at Ipg Investment Advisors, LLC, based in Houston, TX, with 23 years of industry experience. Javier is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Real Estate Investing, and 1 more. Their firm serves 1,282 clients with $4.1B in assets under management.

Ipg Investment Advisors, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
39 advisors
Number of Clients
1,282 clients
Average Client Portfolio
$3.2M average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:$300K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Advisory fees generally range from 0.60% to 1.50% annually, depending on account size and complexity. Fees are negotiable for large accounts or family accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Houston, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Javier is an Investment Advisor Representative (IAR) at IPG Investment Advisors, dedicating about half of his time to this role. He is also involved with Futures Options Eighteen LLC, PPV Energy LLC, and VP Ventures LLC, with varying levels of time commitment to each.

Employment History
Current Registrations
Ipg Investment Advisors, LLC
January 2023 - Present · 3 yrs 9 mos
Investment Placement Group
June 2021 - Present · 5 yrs 4 mos
Investment Placement GroupBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Ipg Investment Advisors, LLC
June 2021 - December 2022 · 1 yr 6 mos
Morgan StanleyBroker
May 2012 - June 2021 · 9 yrs 1 mo
Morgan Stanley
May 2012 - June 2021 · 9 yrs 1 mo
UBS Financial Services INC.
January 2010 - June 2012 · 2 yrs 5 mos
UBS Financial Services INC.Broker
January 2010 - June 2012 · 2 yrs 5 mos
UBS International INC.
January 2005 - January 2010 · 5 yrs
UBS International INC.Broker
August 2004 - January 2010 · 5 yrs 5 mos
Bbva Bancomer Securities International, INC.Broker
April 2003 - July 2004 · 1 yr 3 mos
State Registrations4 states
CACOFLTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Javier Vargas - Financial Advisor | TrueAdvisor