JV
JV

Javier Vargas

22 Years of Experience
San Diego, CA
1 DisclosureBroker

Javier Vargas is a registered investment advisor at Ipg Investment Advisors, LLC, based in San Diego, CA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,154 clients with $3.8B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
39 advisors
Number of Clients
1,154 clients
Average Client Portfolio
$3.3M average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$300K
Investment management only (planning not offered)

IPG Investment Advisors' fees for managing your investments are negotiated and typically range from 0.60% to 1.50% annually, depending on the size of your account and the complexity of the services. Some qualified investors may also pay a performance fee of up to 20% annually. Fees are charged monthly or quarterly, based on the value of your account. Execution charges for advisory accounts at Pershing executed through our affiliate broker-dealer generally range from $30.00 to $60.00 per transaction.

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Location

501 West Broadway, Suite 1350, San Diego, CA, 92101

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History

Regulatory History (1)
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Customer Dispute
August 2013
Settled
Other Business Activities

Javier is an Investment Advisor Representative (IAR) at IPG Investment Advisors, dedicating about half of his time to this role. He is also involved with Futures Options Eighteen LLC, PPV Energy LLC, and VP Ventures LLC, with varying levels of time commitment to each.

Employment History
Current Registrations
Ipg Investment Advisors, LLC
January 2023 - Present · 3 yrs 4 mos
Investment Placement Group
June 2021 - Present · 4 yrs 11 mos
Investment Placement GroupBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Ipg Investment Advisors, LLC
June 2021 - December 2022 · 1 yr 6 mos
Morgan StanleyBroker
May 2012 - June 2021 · 9 yrs 1 mo
Morgan Stanley
May 2012 - June 2021 · 9 yrs 1 mo
UBS Financial Services INC.
January 2010 - June 2012 · 2 yrs 5 mos
UBS Financial Services INC.Broker
January 2010 - June 2012 · 2 yrs 5 mos
UBS International INC.
January 2005 - January 2010 · 5 yrs
UBS International INC.Broker
August 2004 - January 2010 · 5 yrs 5 mos
Bbva Bancomer Securities International, INC.Broker
April 2003 - July 2004 · 1 yr 3 mos
State Registrations4 states
CACOFLTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.