Joseph Amato
Joseph Amato is a registered investment advisor at Alexander Capital Wealth Management LLC, based in Red Bank, NJ, with 28 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 621 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ACWM offers investment management through wrap fee programs. The annual management fee is negotiated with each client and ranges from 0.25% to 2.00% of the value of your portfolio. The fee includes money management, certain transaction costs, and custodial and administrative costs. There is no minimum fee for investing on the Envestnet | Placemark platform. The advisory fee is negotiable, depending on individual client circumstances. In some cases, ACWM may charge a fixed fee for portfolio management, which will be negotiable.
Location
10 Drs. James Parker Blvd, Suite 202, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (6)
Customer Dispute
July 2025Customer Dispute
June 2025Customer Dispute
October 2024Customer Dispute
May 2022Customer Dispute
December 2013Customer Dispute
September 2008Other Business ActivitiesSells Insurance
Joseph is a managing member of NESA Management LLC, owner/partner of Alexander Capital Wealth Management LLC and Alexander Capital Insurance Agency LLC, and involved with Alexander Capital Ventures MGT CO and Alexander Capital Ventures. He also has ownership in several real estate holding companies.
Employment History
Current Registrations
Alexander Capital Wealth Management LLC
Alexander Capital, L.P.Broker
Previous Registrations
Network 1 Financial Securities INC.Broker
Alexander Capital, L.P.Broker
Legend Securities, INC.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Raymond James Financial Services, INC.Broker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.