TrueAdvisor
TrueAdvisor
BW
BW

Brian Willis

Wilson Wealth Management Group, L. L. C.
19 Years of Experience
Charlotte, NC
3 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Brian Willis is a registered investment advisor at Wilson Wealth Management Group, L. L. C., based in Charlotte, NC, with 19 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 487 clients with $51M in assets under management.

Wilson Wealth Management Group, L. L. C.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
487 clients
Average Client Portfolio
$104K average
Assets Under Management
$50.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable and can be up to 2.00% annually. There are no breakpoints based on asset levels.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Charlotte, NC

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2020
Final
Financial
September 2019
Final
Judgment / Lien
February 2015
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is a real estate agent since 2009 and is involved in drone photography/videography. He is also an agent for individual life, property/casualty, health, group life, group health, and disability insurance, and the CEO of a business referral company; each of these activities takes minimal time.

Employment History
Current Registrations
Wilson Wealth Management Group, L. L. C.
February 2024 - Present · 2 yrs 8 mos
Previous Registrations
MML Investors Services, LLC
March 2017 - December 2023 · 6 yrs 9 mos
MML Investors Services, LLCBroker
March 2017 - December 2023 · 6 yrs 9 mos
Msi Financial Services, INC.
July 2015 - March 2017 · 1 yr 8 mos
Msi Financial Services, INC.Broker
June 2014 - March 2017 · 2 yrs 9 mos
The O.N. Equity Sales CompanyBroker
March 2004 - April 2005 · 1 yr 1 mo
Uvest Financial Services Group, INC.Broker
March 1999 - December 2003 · 4 yrs 9 mos
First Union Brokerage Services, INC.Broker
December 1997 - February 1999 · 1 yr 2 mos
State Registrations1 state
NC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Charlotte, NC →All financial advisors in North Carolina →