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Mark Roberts
28 Years of Experience
Wells, ME
1 DisclosureBrokerSells Insurance
Mark Roberts is a registered investment advisor at VALIC Financial Advisors, INC., based in Wells, ME, with 28 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 293,993 clients with $26B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1277 advisors
IM Fee
Planning only
Assets Under Management
$26.4B
Fee Structure
- Financial planning fees depend on the complexity of your situation, the number of topics covered, the time needed to complete the plan, your net worth, and your location.
- Consulting services are offered on a per-project basis, not exceeding $7,500 annually.
- The total combined fee for a financial plan and consulting services will not exceed $10,000 annually.
One-Time Plan:Up to $5,000
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Location
Wells, ME
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2008Denied
Other Business ActivitiesSells Insurance
Mark is an agent for AGIA, selling non-securities insurance products. This takes a few hours per week.
Employment History
Current Registrations
VALIC Financial Advisors, INC.
January 2012 - Present · 14 yrs 4 mos
VALIC Financial Advisors, INC.Broker
November 2010 - Present · 15 yrs 6 mos
VALIC Financial Advisors, INC.
November 2010 - Present · 15 yrs 6 mos
Previous Registrations
Ing Financial Advisers, LLCBroker
May 2006 - November 2010 · 4 yrs 6 mos
Metlife Investors Distribution CompanyBroker
April 2006 - May 2006 · 1 mo
Tower Square Securities, INC.Broker
November 2003 - April 2006 · 2 yrs 5 mos
Main Street Management CompanyBroker
May 2001 - September 2002 · 1 yr 4 mos
New England SecuritiesBroker
June 1996 - May 2001 · 4 yrs 11 mos
State Registrations12 states
AZCTFLGAMAMDMENHNYRISCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.