Warren Berger is a ChFC-designated registered investment advisor at Salem Advisory Group LLC, based in Wells, ME, with 43 years of industry experience. Warren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 288 clients with $76M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.5M | 1.25% |
| $2.5M+ | 1.25% |
Fees are negotiable and calculated using an average daily balance. Pension consulting fees range from 0.1% to 1.50%. Section 3(21) advisory services for 401(k) plans are charged at 0.5%.
Fee Estimator
Location
1332 Post Road, Suite 2A, Wells, ME, 04090
Get directionsHistory
Regulatory History (1)
Regulatory
April 2018Employment History
Current Registrations
Salem Advisory Group LLC
Previous Registrations
H. Beck, INC.Broker
Park Avenue Securities LLCBroker
Northwestern Mutual Investment Services, LLCBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
Uvest Financial Services Group, INC.Broker
Park Avenue Securities LLCBroker
New England Securities Corporation
New England SecuritiesBroker
Washington Square Securities, INC.Broker
Equity Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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