Richard Hammond
Richard Hammond is a registered investment advisor at LPL Financial LLC, based in Fort Worth, TX, with 30 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1300 Summit Ave Ste 120, Fort Worth, TX, 76102
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2006Customer Dispute
August 2006Other Business Activities
Richard is associated with Hammond Asset Management, Inc. and Pine Bark Timberland, LLC as business entities for tax/investment purposes. He also uses Legacy Financial Services as a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Moloney Securities CO., INC.Broker
Alexander Capital, L.P.Broker
Edi Financial, INC.Broker
Northstar Securities, INC.Broker
Dominion Capital CorporationBroker
Fidelity Brokerage Services, INC.Broker
Retirement Investment GroupBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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