Richard Hammond
Richard Hammond is a registered investment advisor at LPL Financial LLC, based in Fort Worth, TX, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1300 Summit Ave Ste 120, Fort Worth, TX, 76102
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2006Customer Dispute
August 2006Other Business Activities
Richard is associated with Hammond Asset Management, Inc. and Pine Bark Timberland, LLC as business entities for tax/investment purposes. He also uses Legacy Financial Services as a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Moloney Securities CO., INC.Broker
Alexander Capital, L.P.Broker
Edi Financial, INC.Broker
Northstar Securities, INC.Broker
Dominion Capital CorporationBroker
Fidelity Brokerage Services, INC.Broker
Retirement Investment GroupBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.