John Lee
John Lee is a registered investment advisor at LPL Financial LLC, based in Fort Worth, TX, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Fort Worth, TX
Get directionsHistory
Regulatory History (4)
Customer Dispute
February 2025Customer Dispute
June 2022Employment Separation After Allegations
August 2021Employment Separation After Allegations
September 2010Other Business ActivitiesSells Insurance
John has outside W-2 employment at Left Arm Tan since 2016. He also has non-variable insurance and a DBA for his LPL business, Lee Wealth Management Group, LLC, both since 2012.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
MML Investors Services, LLCBroker
MML Investors Services, LLC
Northwestern Mutual Wealth Management Company
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Nationwide Securities, INC.Broker
Morgan Stanley Dw INC.Broker
Morgan Stanley
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.