Donna Oxford-Arrigo is a registered investment advisor, based in Charlotte, NC, with 29 years of industry experience.
Location
4777 Sharon Rd, Fl 2, Charlotte, NC, 28210
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.Broker
December 2018 - Present · 7 yrs 5 mos
Truist Advisory Services, INC.
December 2018 - Present · 7 yrs 5 mos
Truist Investment Services, INC.
December 2018 - Present · 7 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2002 - November 2018 · 16 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2002 - November 2018 · 16 yrs 9 mos
UBS Painewebber INC.Broker
August 2000 - August 2001 · 1 yr
J.C. Bradford & CO.Broker
July 2000 - August 2000 · 1 mo
Park Avenue Securities LLCBroker
April 2000 - July 2000 · 3 mos
Financial Network Investment CorporationBroker
October 1999 - February 2000 · 4 mos
Park Avenue Securities LLCBroker
May 1999 - November 1999 · 6 mos
Guardian Investor Services CorporationBroker
June 1996 - May 1999 · 2 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.