RP
RP
Rosemary Phillips is a registered investment advisor at Morgan Stanley, based in Stuart, FL, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
729 South West FEDERAL HIGHWAY, Suite 300, Stuart, FL, 34994
Get directionsHistory
Regulatory History (2)
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Financial
April 2016Final
Customer Dispute
April 2015Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 2006 - June 2009 · 3 yrs 1 mo
Citigroup Global Markets INC.Broker
May 2006 - June 2009 · 3 yrs 1 mo
Morgan Stanley
August 1996 - May 2006 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
August 1996 - May 2006 · 9 yrs 9 mos
State Registrations34 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.