Joseph Serra is a registered investment advisor at Morgan Stanley, based in Stuart, FL, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
729 South West FEDERAL HIGHWAY, Suite 300, Stuart, FL, 34994
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Regulatory History (1)
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Customer Dispute
May 2010Denied
Other Business Activities
Joseph serves as a trustee or co-trustee for a trust in Palm City, Florida, since February 2023. This investment-related activity requires minimal time.
Employment History
Current Registrations
Morgan Stanley
April 2010 - Present · 16 yrs 1 mo
Morgan StanleyBroker
March 2010 - Present · 16 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2007 - March 2010 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2007 - March 2010 · 2 yrs 9 mos
A. G. Edwards & Sons, INC.
July 2005 - December 2006 · 1 yr 5 mos
A. G. Edwards & Sons, INC.Broker
July 2005 - December 2006 · 1 yr 5 mos
State Registrations39 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.