AC
AC

Alan Lloyd Carlson

27 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
22 advisors
Number of Clients
1,751 clients
Average Client Portfolio
$202K average
Assets Under Management
$353.7M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.5M1.00%
$1.5M - $2.5M0.80%
$2.5M+0.60%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

St. Paul, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan is an insurance agent for Alliance America, offering annuities, life insurance, and senior health products.

Employment History
Current Registrations
United Advisors America
July 2019 - Present · 6 yrs 7 mos
Previous Registrations
U.S. Bancorp Investments, INC.
July 2013 - May 2019 · 5 yrs 10 mos
U.S. Bancorp Investments, INC.Broker
January 2012 - May 2019 · 7 yrs 4 mos
Wells Fargo Advisors, LLCBroker
January 2011 - July 2011 · 6 mos
Wells Fargo Investments, LLCBroker
November 2010 - January 2011 · 2 mos
H.D. Vest Investment ServicesBroker
April 2002 - February 2010 · 7 yrs 10 mos
Marquette Financial Group, INC.Broker
July 1996 - April 2002 · 5 yrs 9 mos
State Registrations1 state
MN
Advisor
Exams
No exam information available for this advisor.