T. Nichols
T. Nichols is a registered investment advisor at LPL Financial LLC, based in Fresno, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
465 E. Fir Ave Suite 105, Fresno, CA, 93720-2975
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Regulatory History (1)
Customer Dispute
July 2009Other Business ActivitiesSells Insurance
T. is a sole proprietor involved in non-variable insurance since 2011, dedicating minimal time. T. also operates under the DBAs Nichols Financial Strategies and NFStrategies for his LPL business and acts as a trustee for a family trust, while also selling life, disability, and long-term care insurance through First Financial Resources, dedicating about a quarter of their time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Mutual Securities, INC.
Mutual Securities, INC.Broker
Private Wealth Advisors, LLC
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.