Roberto Leslie
Roberto Leslie is a registered investment advisor at Osaic Institutions, INC., based in Brooklyn, NY, with 27 years of industry experience. Roberto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
15 Graham Avenue, Brooklyn, NY, 11206
Get directionsHistory
Regulatory History (12)
Customer Dispute
August 2025Customer Dispute
June 2024Customer Dispute
September 2023Customer Dispute
August 2023Customer Dispute
September 2022Customer Dispute
June 2022Customer Dispute
July 2021Customer Dispute
May 2021Customer Dispute
July 2019Customer Dispute
June 2019Customer Dispute
December 2017Employment Separation After Allegations
February 2002Other Business Activities
Roberto owns real estate and a company called Clear Natural Corp LLC, which sells supplements, soaps, and hand creams. He dedicates minimal time to the real estate and a few hours per week to Clear Natural Corp LLC.
Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
Essex National Securities, LLCBroker
LPL Financial CorporationBroker
Ifmg Securities, INC.Broker
Nfb Investment Services CORP.Broker
Greenpoint Securities LLCBroker
Citicorp Investment ServicesBroker
Prime Charter LTD.Broker
D. H. Blair & CO., INC.Broker
Americorp Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.