Alfred Denis
Alfred Denis is a registered investment advisor at Four Points Advisors, LLC, based in New York, NY, with 27 years of industry experience. Alfred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 81 clients with $37M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.75% |
| $2.0M - $5.0M | 1.25% |
| $5M+ | 1.25% |
Fees are capped at these percentages and are negotiable. If client assets are placed with an Independent Manager available through the Adhesion platform, a separate, additional fee of up to 0.08% annually will be charged to the client. Fees for assets managed by an Independent Manager will vary based on the Independent Manager’s fee schedule and will generally range from 0.20 - 0.50% annually. The Adhesion fee and Independent Manager fee is not charged in addition to Four Points’ advisory fee; rather, it is deducted from the total fee agreed upon with Four Points.
Fee Estimator
Location
99 Park Avenue, Floor 8, New York, NY, 10016
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
May 2013Regulatory
April 2013Other Business ActivitiesSells Insurance
Alfred works for Four Points Advisors providing financial services and wealth management, dedicating about half his time. He also works for Aer Lingus in customer service about 10-20% of his time, and is an insurance broker for Four Points Insurance Agency.
Employment History
Current Registrations
Four Points Advisors, LLC
Four Points Capital Partners LLC
Four Points Capital Partners LLCBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Cambridge Capital, LLCBroker
First Colonial Securities Group, INC.Broker
Suppes Securities, INC.Broker
T.L. Group, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.