RC
CFA
RC
CFA

Richard Colvin

27 Years of Experience
Milwaukee, WI
Broker

Richard Colvin is a CFA-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Milwaukee, WI, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

777 East Wisconsin Ave, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
January 2024 - Present · 2 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
July 2005 - Present · 20 yrs 10 mos
Previous Registrations
Precision Distributors, LLCBroker
March 2003 - September 2004 · 1 yr 6 mos
Strong Investments, INC.Broker
June 1996 - October 2001 · 5 yrs 4 mos
State Registrations3 states
COTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.