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Brian Sodol

Citigroup Global Markets INC.
27 Years of Experience
New York, NY
2 DisclosuresBroker
View SEC Summary
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Brian Sodol is a registered investment advisor at Citigroup Global Markets INC., based in New York, NY, with 27 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2402 advisors
IM Fee
Planning only
Assets Under Management
$56.0B

Fee Structure

Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.

One-Time Plan:$0
View Full SEC Brochure

Location

Citi Wealth Management, Sales, 153 E. 53rd St, New York, NY, 10022

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2025
Settled
Customer Dispute
June 2024
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Citigroup Global Markets INC.
June 2014 - Present · 12 yrs 4 mos
Citigroup Global Markets INC.Broker
June 2014 - Present · 12 yrs 4 mos
Citigroup Global Markets INC.
June 2014 - Present · 12 yrs 4 mos
Previous Registrations
M&t Securities, INC.Broker
May 2013 - July 2014 · 1 yr 2 mos
M&t Securities, INC.
May 2013 - July 2014 · 1 yr 2 mos
Hsbc Securities (USA) INC.
December 2007 - April 2013 · 5 yrs 4 mos
Hsbc Securities (USA) INC.Broker
December 2007 - April 2013 · 5 yrs 4 mos
Chase Investment Services CORP.
September 2007 - December 2007 · 3 mos
Chase Investment Services CORP.Broker
August 2005 - December 2007 · 2 yrs 4 mos
Ifmg Securities, INC.Broker
April 2005 - June 2005 · 2 mos
Vertical Capital Partners, INC.Broker
October 2003 - April 2005 · 1 yr 6 mos
Caldwell International SecuritiesBroker
March 2002 - January 2003 · 10 mos
Domestic Securities, INC.Broker
October 2001 - February 2002 · 4 mos
Pro-Integrity Securities, INC.Broker
May 2000 - November 2000 · 6 mos
Jwgenesis Financial Services, INC.Broker
December 1999 - June 2000 · 6 mos
Sunpoint Securities, INC.Broker
January 1999 - November 1999 · 10 mos
Briarwood Investment CounselBroker
April 1998 - February 1999 · 10 mos
Duke & CO., INC.Broker
June 1997 - April 1998 · 10 mos
Russo Securities INC.Broker
April 1997 - July 1997 · 3 mos
State Registrations48 states
AKALAZCACOCTDCDEFLGAHIIDILINKSKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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