James Martin
James Martin is a registered investment advisor at Ameritas Advisory Services, LLC, based in Newark, TX, with 21 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 25,632 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameritas Advisory Services offers several investment management programs. Fees vary depending on the program and the amount of your portfolio. Fees are negotiable and can be either a fixed percentage or tiered. Some programs also have administrative fees. Here are some examples:
- Galaxy Program: Maximum fees range from 2.00% on the first $250,000 to 1.00% on amounts over $3,000,001. Transaction fees apply.
- Ameritas Investment Strategies (AIS) Program: Includes a 0.30% program fee plus an IAR fee that varies based on the amount of your portfolio, ranging from 2.00% on the first $250,000 to 0.75% on amounts over $5,000,001. Transaction fees apply.
- Adviser Managed Retirement (AMR) Program: Includes a 0.05% program fee plus an IAR fee that varies based on the amount of your portfolio, ranging from 2.00% on the first $250,000 to 0.75% on amounts over $5,000,001.
- Adviser Managed Variable Products Program (AMVP): Fees range from 0.50% to 1.00% of the variable product cash value.
Location
Newark, TX
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2020Customer Dispute
March 2011Customer Dispute
March 2010Customer Dispute
March 2005Other Business ActivitiesSells Insurance
James is the owner and general agent of Financial Adviser Network, which is the same as his branch, since 2011. He dedicates full-time hours to directing hiring, marketing, product placement, and expense management for the agency, with about a quarter of his time spent on trading hours.
Employment History
Current Registrations
Ameritas Advisory Services, LLC
Previous Registrations
Ameritas Advisory Services
Allied Financial Consultant LLC
MML Investors Services, LLC
Mony Securities Corporation
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.