Thomas Frost is a registered investment advisor at LPL Financial LLC, based in Fresno, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
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Number of Clients
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Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
465 E. Fir Ave Suite 105, Fresno, CA, 93720-2975
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Regulatory History (1)
Customer Dispute
April 2009Other Business Activities
Thomas is the owner and general manager of TDF Motorsports Marketing since 2004 and owns an LLC holding company for The Point Patio Bar & Bistro restaurant, spending minimal time on it. He also dedicates full-time hours to Thiesen Dueker Modern Wealth Management.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
State Registrations10 states
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