Thomas Frost is a registered investment advisor at LPL Financial LLC, based in Fresno, CA, with 29 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
465 E. Fir Ave Suite 105, Fresno, CA, 93720-2975
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2009Other Business Activities
Thomas is the owner and general manager of TDF Motorsports Marketing since 2004 and owns an LLC holding company for The Point Patio Bar & Bistro restaurant, spending minimal time on it. He also dedicates full-time hours to Thiesen Dueker Modern Wealth Management.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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