RG
RG

Ron Guidi

26 Years of Experience
San Francisco, CA
Broker

Ron Guidi is a registered investment advisor at Rockefeller Capital Management, based in San Francisco, CA, with 26 years of industry experience. Ron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

Two Embarcadero Center, Suite 2320, San Francisco, CA, 94111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Ron holds a California insurance license but is currently not affiliated with any company. He also maintains rental property held in The Guidi Family Trust, spending minimal time on this activity.

Employment History
Current Registrations
Rockefeller Capital Management
August 2024 - Present · 1 yr 11 mos
Rockefeller Capital Management
May 2019 - Present · 7 yrs 2 mos
Rockefeller Financial LLCBroker
May 2019 - Present · 7 yrs 2 mos
Rockefeller Financial LLC
May 2019 - Present · 7 yrs 2 mos
Previous Registrations
Liberty Wealth Management, LLC
May 2018 - April 2019 · 11 mos
Liberty Wealth Management, LLC
August 2017 - October 2018 · 1 yr 2 mos
Liberty Group, LLCBroker
August 2017 - April 2019 · 1 yr 8 mos
Robertson Stephens SecuritiesBroker
December 2013 - August 2017 · 3 yrs 8 mos
Robertson Stephens Advisors
August 2013 - August 2017 · 4 yrs
Purshe Kaplan Sterling InvestmentsBroker
May 2013 - May 2014 · 1 yr
Deutsche Bank Securities INC.Broker
July 2006 - March 2013 · 6 yrs 8 mos
Deutsche Bank Securities INC.
July 2006 - March 2013 · 6 yrs 8 mos
Bridge Investment Advisors LLCBroker
May 2006 - July 2006 · 2 mos
S & Y Asset Management LLC
March 2005 - November 2005 · 8 mos
S & Y Asset Management LLCBroker
February 2005 - November 2005 · 9 mos
Stone & Youngberg LLCBroker
July 2004 - November 2005 · 1 yr 4 mos
Stone & Youngberg LLC
July 2004 - November 2005 · 1 yr 4 mos
Robertson Stephens, INC.
June 2002 - November 2002 · 5 mos
Robertson Stephens, INC.Broker
September 1998 - November 2002 · 4 yrs 2 mos
Bancamerica Robertson StephensBroker
October 1997 - September 1998 · 11 mos
Robertson, Stephens & Company LLCBroker
July 1997 - October 1997 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.