EB
EB

Ellen Broderick

25 Years of Experience
Farmingdale, NY
1 DisclosureBroker

Ellen Broderick is a registered investment advisor at Edward Jones, based in Farmingdale, NY, with 25 years of industry experience. Ellen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

322 Main Street, Farmingdale, NY, 11735

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History

Regulatory History (1)
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Judgment / Lien
October 2025
Employment History
Current Registrations
Edward Jones
September 2024 - Present · 2 yrs 1 mo
Edward JonesBroker
August 2024 - Present · 2 yrs 2 mos
Previous Registrations
Peak Brokerage Services, LLCBroker
June 2021 - December 2022 · 1 yr 6 mos
Oppenheimer & CO. INC.Broker
April 2018 - August 2020 · 2 yrs 4 mos
Kestra Investment Services, LLCBroker
November 2012 - December 2017 · 5 yrs 1 mo
Ameriprise Financial Services, INC.Broker
December 2011 - September 2012 · 9 mos
Hornor, Townsend & Kent, INC.
March 2004 - November 2010 · 6 yrs 8 mos
Hornor, Townsend & Kent, INC.Broker
August 2003 - November 2010 · 7 yrs 3 mos
AXA Advisors, LLCBroker
March 2002 - August 2003 · 1 yr 5 mos
National Financial Services LLCBroker
July 1999 - June 2001 · 1 yr 11 mos
Lehman Brothers INC.Broker
September 1996 - July 1999 · 2 yrs 10 mos
State Registrations14 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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