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Mark Lichtenfeld

Transcend Capital Advisors, LLC
30 Years of Experience
Naples, FL
4 Disclosures
View SEC Summary
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Mark Lichtenfeld is a registered investment advisor at Transcend Capital Advisors, LLC, based in Naples, FL, with 30 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 7 more. Their firm serves 1,094 clients with $2.9B in assets under management.

Transcend Capital Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
1,094 clients
Average Client Portfolio
$2.7M average
Assets Under Management
$2.9B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable and vary based on relationship size and complexity, up to a maximum of 2.00% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

821 Fifth Avenue South, Suite 102, Naples, FL, 34102

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2019
Settled
Customer Dispute
May 2019
Settled
Customer Dispute
March 2012
Denied
Customer Dispute
March 2003
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Transcend Capital Advisors, LLC
January 2019 - Present · 7 yrs 9 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2019 - March 2020 · 1 yr 2 mos
UBS Financial Services INC.Broker
February 2009 - January 2019 · 9 yrs 11 mos
UBS Financial Services INC.
February 2009 - January 2019 · 9 yrs 11 mos
Citigroup Global Markets INC.
January 2006 - March 2009 · 3 yrs 2 mos
Citigroup Global Markets INC.Broker
January 2006 - March 2009 · 3 yrs 2 mos
RBC Dain Rauscher INC.
May 2002 - January 2006 · 3 yrs 8 mos
RBC Dain Rauscher INC.Broker
March 2002 - January 2006 · 3 yrs 10 mos
Tucker Anthony IncorporatedBroker
December 1997 - March 2002 · 4 yrs 3 mos
Prudential Securities IncorporatedBroker
August 1996 - December 1997 · 1 yr 4 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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