Donna Rose is a registered investment advisor at Morgan Stanley, based in Columbus, OH, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
41 South High Street, Suite 2700, Columbus, OH, 43215
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
March 2021 - Present · 5 yrs 2 mos
Morgan Stanley
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Nationwide Securities, LLC
November 2019 - March 2021 · 1 yr 4 mos
Nationwide Securities, LLCBroker
October 2019 - March 2021 · 1 yr 5 mos
Morgan Stanley
February 2014 - October 2019 · 5 yrs 8 mos
Morgan StanleyBroker
February 2014 - October 2019 · 5 yrs 8 mos
Princor Financial Services Corporation
August 2012 - February 2014 · 1 yr 6 mos
Princor Financial Services CorporationBroker
August 2012 - February 2014 · 1 yr 6 mos
Stifel, Nicolaus & Company, Incorporated
September 2009 - June 2012 · 2 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 2009 - June 2012 · 2 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2009 · 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2009 · 3 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
November 2003 - February 2006 · 2 yrs 3 mos
Legg Mason Wood Walker, IncorporatedBroker
November 2003 - February 2006 · 2 yrs 3 mos
UBS Financial Services INC.
January 2001 - December 2003 · 2 yrs 11 mos
UBS Financial Services INC.Broker
January 2001 - December 2003 · 2 yrs 11 mos
Mcdonald Investments INC.Broker
December 1999 - December 2000 · 1 yr
State Registrations2 states
OHPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.