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Richard Rosu-Myles
29 Years of Experience
Portland, ME
1 DisclosureBroker
Richard Rosu-Myles is a registered investment advisor at Morgan Stanley, based in Portland, ME, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
100 Middle Street, 3rd Floor, Portland, ME, 04101
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 1998Settled
Other Business Activities
Richard is involved with Higgins Beach Saltbox LLC, a real estate venture, dedicating minimal time. He also serves as a board member for Cape Elizabeth Land Trust, focusing on fundraising and governance, spending a few hours per week.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
December 2005 - June 2009 · 3 yrs 6 mos
Citigroup Global Markets INC.Broker
September 1996 - June 2009 · 12 yrs 9 mos
State Registrations42 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.