Richard Mcfadden
Richard Mcfadden is a registered investment advisor, based in San Clemente, CA, with 29 years of industry experience.
Location
501 North El Camino Real, Suite 200, San Clemente, CA, 92672
Get directionsHistory
Regulatory History (4)
Regulatory
March 2014Customer Dispute
February 2010Customer Dispute
March 2006Customer Dispute
March 2005Other Business ActivitiesSells Insurance
Richard is the CEO of Quiver Insurance, focusing on fixed insurance sales, and the Managing Principal/CCO of Quiver Financial Holdings LLC, providing advisory services. He also dedicates time to several investment-related roles, including Partner at The Magnet Fund and CEO of Quiver Financial, Inc., along with advisory roles at Quiver Ag Tech Fund and Jazz'd LLC, and is a managing partner at North Beach Auto, LLC.
Employment History
Current Registrations
American Trust Investment Services, INC.
American Trust Investment Services, INC.Broker
Quiver Financial Holdings LLC
Previous Registrations
Westpark Capital, INC.
Westpark Capital, INC.Broker
Newport Coast Securities, INC.Broker
Newport Coast Asset Management
Investors Capital Advisory
Investors Capital CORP.Broker
Brookstreet Capital Management
Brookstreet Securities CorporationBroker
Securities Service Network, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.