MF
MF

Michael Frantesl

29 Years of Experience
St. Charles, IL
1 DisclosureBrokerSells Insurance

Michael Frantesl is a registered investment advisor at LPL Financial LLC, based in St. Charles, IL, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

40W188 Campton Crossing, Ste E, St. Charles, IL, 60175

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011
Settled
Other Business ActivitiesSells Insurance

Michael owns rental real estate since 2005, dedicating minimal time. He also operates under the DBA Fox River Financial Consultants and sells non-variable and fixed insurance products, dedicating about 10-20% of his time to insurance-related activities.

Employment History
Current Registrations
LPL Financial LLC
July 2004 - Present · 21 yrs 10 mos
LPL Financial LLCBroker
December 2003 - Present · 22 yrs 5 mos
Previous Registrations
AXA Advisors, LLCBroker
July 1996 - December 2003 · 7 yrs 5 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1996 - January 2000 · 3 yrs 6 mos
State Registrations11 states
CAFLILMONCNYOHSCTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.