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CFP

Brent Fields

LPL Financial LLC
28 Years of Experience
St. Charles, IL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Brent Fields is a CFP-designated registered investment advisor at LPL Financial LLC, based in St. Charles, IL, with 28 years of industry experience. Brent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

525 Tyler Rd, Suite T, St. Charles, IL, 60174

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brent operates under the DBAs Wall Street Financial Advisors and Total Clarity Wealth Management, Inc. He also provides investment advisory services through Total Clarity Wealth Management, Inc, dedicating nearly full-time hours to this activity, and sells non-variable insurance through the same company, dedicating minimal time.

Employment History
Current Registrations
LPL Financial LLC
October 2018 - Present · 8 yrs
LPL Financial LLCBroker
October 2018 - Present · 8 yrs
Total Clarity Wealth Management, INC
April 2007 - Present · 19 yrs 6 mos
Previous Registrations
LPL Financial LLC
February 2026 - July 2026 · 5 mos
Cetera Advisor Networks LLC
October 2001 - October 2018 · 17 yrs
Cetera Advisor Networks LLCBroker
October 2001 - October 2018 · 17 yrs
Waddell & Reed, INC.Broker
May 1998 - October 2001 · 3 yrs 5 mos
State Registrations23 states
ALARAZCACOCTFLIAILINKSKYMAMDMIMNMONVOKTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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