Simon Ellis
Simon Ellis is a registered investment advisor at Eagle Strategies LLC, based in Leominster, MA, with 18 years of industry experience. Simon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 111,361 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Eagle Strategies offers investment advice through several programs:
- Co-Advisory Program: Eagle's fees range from 0% to 1.25% of your portfolio, in addition to the co-advisor's fees.
- New York Life Premier Advisory Variable Annuity: Eagle's advisory fee ranges from 0% to 1% of the annuity's value during the accumulation phase. This fee does not apply during the annuitization phase.
Location
Bright Future Financial LLC, 975 Merriam Avenue Suite 200, Leominster, MA, 01453
Get directionsHistory
Regulatory History (2)
Criminal
August 2017Criminal
September 2014Other Business ActivitiesSells Insurance
Simon works as an insurance broker with Brookfield Partners and other carriers, dedicating a few hours per week. He also volunteers as a soccer coach and manages a GoFundMe page, dedicating minimal time to each.
Employment History
Current Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
Previous Registrations
Fidelity Investments Institutional Services Company, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.