Anthony Nieddu is a registered investment advisor, based in Lodi, CA, with 29 years of industry experience.
Location
115 S School St, Suite 10, Lodi, CA, 95240
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Regulatory History (1)
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Customer Dispute
June 2011Denied
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2010 - Present · 16 yrs 4 mos
Raymond James Financial Services Advisors, INC
May 2010 - Present · 16 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - June 2010 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - June 2010 · 8 mos
Banc of America Investment Services, INC.
April 2006 - October 2009 · 3 yrs 6 mos
Banc of America Investment Services, INC.Broker
March 2006 - October 2009 · 3 yrs 7 mos
Wachovia Securities, LLC
January 2002 - April 2006 · 4 yrs 3 mos
Wachovia Securities, LLCBroker
December 2001 - April 2006 · 4 yrs 4 mos
Wells Fargo Investments, LLCBroker
May 2001 - December 2001 · 7 mos
Wells Fargo Securities INC.Broker
January 2000 - May 2001 · 1 yr 4 mos
Prudential Securities IncorporatedBroker
August 1996 - January 2000 · 3 yrs 5 mos
State Registrations14 states
AZCACOIDKYMTNCNVSDTNTXUTWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.