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JE
CFP
JE
CFP

James Exley

Wealth Science Advisors LLC
29 Years of Experience
Roswell, GA
2 Disclosures
View SEC Summary
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James Exley is a CFP-designated registered investment advisor at Wealth Science Advisors LLC, based in Roswell, GA, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 5 more. Their firm serves 273 clients with $560M in assets under management.

Wealth Science Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
273 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$558.7M

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are generally a flat 1.50% annually, paid quarterly in advance. Fees are negotiable for accounts over $30,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Roswell, GA

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History

Regulatory History (2)
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Customer Dispute
April 2020
Settled
Customer Dispute
June 2015
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James is involved in several outside business activities, including psychological analytics and consulting as a Wealth Scientist, owning a consumer products company (alligator wallets/belts), PhD research and intellectual property, co-authoring a book, and providing strategic consulting and administrative support services. None of these activities appear to involve the sale of insurance products.

Employment History
Current Registrations
Wealth Science Advisors LLC
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Northwestern Mutual Wealth Management Company
February 2007 - April 2007 · 2 mos
Northwestern Mutual Investment Services,llc
April 2005 - February 2007 · 1 yr 10 mos
Northwestern Mutual Investment Services, LLCBroker
October 1996 - June 2022 · 25 yrs 8 mos
State Registrations3 states
FLGATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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