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Michael Romano

26 Years of Experience
Broker

Michael Romano is a registered investment advisor at Thrivent Asset Management, LLC, based in Minneapolis, MN, with 26 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 31 clients with $47B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$46.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

901 Marquette Avenue, Suite 2500, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thrivent Asset Management, LLC
January 2021 - Present · 5 yrs 3 mos
Thrivent Distributors, LLC
August 2017 - Present · 8 yrs 8 mos
Thrivent Distributors, LLCBroker
August 2017 - Present · 8 yrs 8 mos
Previous Registrations
Rs Funds Distributor LLCBroker
June 2014 - July 2016 · 2 yrs 1 mo
Guardian Investor Services LLCBroker
March 2007 - June 2014 · 7 yrs 3 mos
Fam Distributors, INC.Broker
January 1998 - October 2006 · 8 yrs 9 mos
State Registrations51 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.