TrueAdvisor
TrueAdvisor
MR
MR

Michael James Romano

Thrivent Asset Management, LLC
26 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Thrivent Asset Management, LLC
Compensation
Fee-Only (AUM)
Firm Size
23 advisors
Number of Clients
31 clients
Average Client Portfolio
$1.5B average
Assets Under Management
$46.8B

Fee Structure

Financial Planning:Investment management only

Location

901 Marquette Avenue, Suite 2500, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thrivent Asset Management, LLC
January 2021 - Present · 5 yrs 1 mo
Thrivent Distributors, LLC
August 2017 - Present · 8 yrs 6 mos
Thrivent Distributors, LLCBroker
August 2017 - Present · 8 yrs 6 mos
Previous Registrations
Rs Funds Distributor LLCBroker
June 2014 - July 2016 · 2 yrs 1 mo
Guardian Investor Services LLCBroker
March 2007 - June 2014 · 7 yrs 3 mos
Fam Distributors, INC.Broker
January 1998 - October 2006 · 8 yrs 9 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.