Michael Romano
Michael Romano is a registered investment advisor at Thrivent Asset Management, LLC, based in Minneapolis, MN, with 27 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Socially Responsible Investing. Their firm serves 31 clients with $48B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
901 Marquette Avenue, Suite 2500, Minneapolis, MN, 55402
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Thrivent Asset Management, LLC
Thrivent Distributors, LLC
Thrivent Distributors, LLCBroker
Previous Registrations
Rs Funds Distributor LLCBroker
Guardian Investor Services LLCBroker
Fam Distributors, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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