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ChFC

Dax Welsheimer

Principal Securities, INC.
17 Years of Experience
Dublin, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Dax Welsheimer is a ChFC-designated registered investment advisor at Principal Securities, INC., based in Dublin, OH, with 17 years of industry experience. Dax is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.

Principal Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1709 advisors
Number of Clients
51,941 clients
Average Client Portfolio
$328K average
Assets Under Management
$17.0B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $150K1.75%
$150K - $250K1.75%
$250K - $500K1.75%
$500K - $1000K1.20%
$1M+1.10%

Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5600 Blazer Pkwy Ste 300, Dublin, OH, 43017

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2001
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dax is a Care Pastor at Rock City Church, dedicating full-time hours to overseeing various care requests. Additionally, Dax works as a Financial Representative, dedicating more than full-time hours to sales and service of fixed life, fixed annuities, DI, LTC, Health and group benefits.

Employment History
Current Registrations
Principal Securities, INC.
November 2023 - Present · 2 yrs 11 mos
Principal Securities, INC.
November 2023 - Present · 2 yrs 11 mos
Principal Securities, INC.Broker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Invest Financial Corporation
April 2009 - April 2011 · 2 yrs
Invest Financial CorporationBroker
April 2009 - April 2011 · 2 yrs
Fsc Securities Corporation
October 2005 - April 2009 · 3 yrs 6 mos
Fsc Securities CorporationBroker
October 2005 - April 2009 · 3 yrs 6 mos
Sunset Financial Services, INC.
May 2005 - October 2005 · 5 mos
Sunset Financial Services, INC.Broker
May 2005 - October 2005 · 5 mos
Valmark Advisers, INC.
June 2003 - May 2005 · 1 yr 11 mos
Valmark Securities, INC.Broker
May 2003 - May 2005 · 2 yrs
Princor Financial Services Corporation
January 2003 - June 2003 · 5 mos
Princor Financial Services CorporationBroker
October 1996 - June 2003 · 6 yrs 8 mos
State Registrations15 states
CACOFLGAINKSMIMTNYOHORPATNTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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