Seth Mitchell is a CFA-designated registered investment advisor, based in New York, NY, with 7 years of industry experience.
Location
233 Park Ave S, New York, NY, 10003
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
T. Rowe Price Investment Services, INC.
April 2024 - Present · 2 yrs 3 mos
T. Rowe Price Associates, INC.
April 2024 - Present · 2 yrs 3 mos
T. Rowe Price Investment Services, INC.Broker
April 2024 - Present · 2 yrs 3 mos
Previous Registrations
Mutual of Omaha Investor Services, INC.
October 2022 - September 2023 · 11 mos
Mutual of Omaha Investor Services, INC.Broker
October 2022 - September 2023 · 11 mos
Northwestern Mutual Investment Services,llc
April 2022 - May 2022 · 1 mo
Northwestern Mutual Investment Services, LLCBroker
April 2022 - May 2022 · 1 mo
Eagle Strategies LLC
February 2022 - March 2022 · 1 mo
Nylife Securities LLCBroker
December 2021 - March 2022 · 3 mos
Northwestern Mutual Investment Services,llc
June 2021 - November 2021 · 5 mos
Northwestern Mutual Investment Services, LLCBroker
May 2021 - November 2021 · 6 mos
Goldman, Sachs & CO.Broker
June 2002 - November 2003 · 1 yr 5 mos
Ing Baring Furman Selz LLCBroker
July 1998 - October 1998 · 3 mos
Ing Baring (U.S.) Securities, INC.Broker
August 1996 - July 1998 · 1 yr 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.