Quang Bui
Quang Bui is a registered investment advisor at UBS Financial Services INC., based in Tacoma, WA, with 30 years of industry experience. Quang is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
1145 Broadway, Suite 1400, Tacoma, WA, 98402-3503
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2009Other Business Activities
Quang is a partner in 9077 Eagle Point LLC, a real estate partnership that holds a single rental house. Quang manages the rental property.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Mcdonald Investments INC.
Mcdonald Investments INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Smith Barney INC.Broker
Wma Securities, INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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