QB
QB

Quang Bui

29 Years of Experience
Tacoma, WA
1 DisclosureBroker

Quang Bui is a registered investment advisor at UBS Financial Services INC., based in Tacoma, WA, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1145 Broadway, Suite 1400, Tacoma, WA, 98402-3503

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History

Regulatory History (1)
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Customer Dispute
August 2009
Closed-No Action
Other Business Activities

Quang is a partner in 9077 Eagle Point LLC, a real estate partnership that holds a single rental house. Quang manages the rental property.

Employment History
Current Registrations
UBS Financial Services INC.Broker
February 2007 - Present · 19 yrs 3 mos
UBS Financial Services INC.
February 2007 - Present · 19 yrs 3 mos
Previous Registrations
Mcdonald Investments INC.Broker
June 2006 - February 2007 · 8 mos
Mcdonald Investments INC.
June 2006 - February 2007 · 8 mos
Morgan Stanley
September 1997 - May 2006 · 8 yrs 8 mos
Morgan Stanley Dw INC.Broker
June 1997 - May 2006 · 8 yrs 11 mos
Smith Barney INC.Broker
March 1997 - May 1997 · 2 mos
Wma Securities, INC.Broker
August 1996 - December 1997 · 1 yr 4 mos
State Registrations37 states
AKALAZCACOCTFLGAHIIDILINKSKYMAMDMEMIMNMTNCNJNMNVNYOHOKORPASDTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.